RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• M•••••• D•••••
- A•••• B••• C•••••• asset manager currentsince Dec 3, 2024 · Greenbrae, Ca
- B••••• P••••••• asset managerJan 1, 2007 to Oct 24, 2023 · Greenbae, Ca
- B••••• P••••••• A•••• M••••••••• L•• unclassifiedJul 11, 2001 to Dec 31, 2006 · Greenbrae, Ca
- B••••• P••••••• to A•••• B••• C••••••left Oct 24, 2023, registered Dec 3, 2024 (406 days) · Other
- B••••• P••••••• A•••• M••••••••• L•• to B••••• P•••••••left Dec 31, 2006, registered Jan 1, 2007 (1 days) · Other
- D•••• M•••••• D••••• left B••••• P••••••• for A•••• B••• C•••••• (registered 2024-12-03)Oct 24, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address