DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

M•••••• M••••••• G••••

C••• L••BD affiliatedOmaha, Ne IA-onlyIAPD 2626786

Feed of 09/14/2026

Also filed as M•••••• M••••••• G••••

At current firm

1 y

since Oct 4, 2024

In the industry

26 y

since Apr 19, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••• L•• BD affiliated current
since Oct 4, 2024 · Milton, Ga
A••••••• P••••••••• A•••••••• I•• former
Jan 5, 2016 to Oct 4, 2024 · Holbrook, Ny
S•••••••• E••••• P•••••••• L••• independent RIA
Nov 22, 2010 to Mar 15, 2011 · Cumming, Ga
F•• S••••••••• C••••••••• former
May 14, 2003 to Dec 31, 2015 · Charlottesville, Va

Moves

a registration end followed by a registration begin elsewhere

A••••••• P••••••••• A•••••••• I•• to C••• L••
left Oct 4, 2024, registered Oct 4, 2024 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
F•• S••••••••• C••••••••• to S•••••••• E••••• P•••••••• L•••
left Dec 31, 2015, registered Nov 22, 2010 (-1865 days) · Other
S•••••••• E••••• P•••••••• L••• to A••••••• P••••••••• A•••••••• I••
left Mar 15, 2011, registered Jan 5, 2016 (1757 days) · Other

Signals

M•••••• M••••••• G•••• left A••••••• P••••••••• A•••••••• I•• for C••• L•• (registered 2024-10-04)
Oct 4, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address