RIA Intelligence

• L•• F•••••••• L•• BD affiliated current
  since Oct 30, 2024 · Lafayette, La
• O•••• W•••••• I••• BD affiliated
  Apr 5, 2011 to Dec 31, 2022 · Lafayette, La
• W••••• A•••••••• L•• unclassified
  Jan 12, 2006 to Apr 4, 2011 · Lafayette, La

• O•••• W•••••• I••• to L•• F•••••••• L••
  left Dec 31, 2022, registered Oct 30, 2024 (669 days) · Affiliated broker-dealer or bank to another
• W••••• A•••••••• L•• to O•••• W•••••• I•••
  left Apr 4, 2011, registered Apr 5, 2011 (1 days) · Other

• J••••••• S••••• V•••••• left O•••• W•••••• I••• for L•• F•••••••• L•• (registered 2024-10-30)
  Dec 31, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

25derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address