RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••• D••• H•••••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Oct 28, 2008 · Corona Del Mar, Ca
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 1, 1996 to Nov 18, 2008 · Dallas, Tx
- H•• A•••••••• L••••• unclassifiedMar 1, 1996 to Dec 31, 2006 · Dallas, Tx
- M•• I•••••••• S•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Nov 18, 2008, registered Oct 28, 2008 (-21 days) · Other
- H•• A•••••••• L••••• to M•• I•••••••• S•••••••• L••left Dec 31, 2006, registered Mar 1, 1996 (-3957 days) · Other
- C••••• D••• H••••• added a CA registration at C•••••••• I••••••••• R••••••• A•••••••• I•••Sep 16, 2026 · New state registration · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address