RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••• H••• H•••••
- Title
- Director, Wealth Operationsreportedoakworth.comfirm site, Sep 15, 2026
- Investment committee
- “Investment Committee”reportedoakworth.comthe sentence on the bio page
- Years, as the firm states
- 25reportedoakworth.com“She brings more than 25 years of experience in wealth management, including a proven track record in risk management, team performance enhancement, and effective collaboration with internal and external stakeholders.”
- Professional profile
- oakworth.com/team/tracy-harlowreportedoakworth.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- O••••••• A•••• M••••••••• L•• independent RIA currentsince May 14, 2026 · Birmingham, Al
- S••••• A••••••• I••• BD affiliatedSep 21, 2021 to Jun 12, 2024 · Birmingham, Al
- C••••• I••••••••• A••••••• L•• BD affiliatedNov 2, 2016 to Sep 16, 2021 · Birmingham, Al
- C•••••••• F•••••••• G•••• A••••••• formerJun 26, 2014 to Oct 7, 2016 · Birmingham, Al
- N••••••••• M••••• I••••••••• S••••••••• no RAUMApr 19, 2007 to Jun 13, 2014 · Birmingham, Al
- A•••••• I••••••••• M••••••••• C•••••• L•• unclassifiedMar 15, 2002 to Aug 20, 2004 · Birmingham, Al
- A•••••• A•••• M••••••••• I••• unclassifiedMar 15, 2002 to Aug 20, 2004 · Birmingham, Al
- S••••• A••••••• I••• to O••••••• A•••• M••••••••• L••left Jun 12, 2024, registered May 14, 2026 (701 days) · Affiliated broker-dealer or bank to independent RIA
- C••••• I••••••••• A••••••• L•• to S••••• A••••••• I•••left Sep 16, 2021, registered Sep 21, 2021 (5 days) · Affiliated broker-dealer or bank to another
- C•••••••• F•••••••• G•••• A••••••• to C••••• I••••••••• A••••••• L••left Oct 7, 2016, registered Nov 2, 2016 (26 days) · Other
- N••••••••• M••••• I••••••••• S••••••••• to C•••••••• F•••••••• G•••• A•••••••left Jun 13, 2014, registered Jun 26, 2014 (13 days) · Other
- A•••••• A•••• M••••••••• I••• to A•••••• I••••••••• M••••••••• C•••••• L••left Aug 20, 2004, registered Mar 15, 2002 (-889 days) · Other
- A•••••• I••••••••• M••••••••• C•••••• L•• to N••••••••• M••••• I••••••••• S•••••••••left Aug 20, 2004, registered Apr 19, 2007 (972 days) · Other
- T•••• H••• H••••• left S••••• A••••••• I••• for O••••••• A•••• M••••••••• L•• (registered 2026-05-14)Jun 12, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address