RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W••••• G••••• W•••••••••
- 3•• S••••• C•••••• M••••••••• L••••• state registered currentsince Mar 18, 2013 · Baton Rouge, La
- C••••••••• A••••••• I•• formerSep 2, 2004 to Mar 18, 2013 · Mobile, Al
- C•••••• S••••• • C••• I••• national BDAug 30, 2000 to Sep 14, 2004 · Mobile, Al
- C••••••••• A••••••• I•• to 3•• S••••• C•••••• M••••••••• L•••••left Mar 18, 2013, registered Mar 18, 2013 (0 days) · Other
- C•••••• S••••• • C••• I••• to C••••••••• A••••••• I••left Sep 14, 2004, registered Sep 2, 2004 (-12 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address