RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• P•••••• O•••••
- L•• F•••••••• L•• BD affiliated currentsince Mar 13, 2020 · Redondo Beach, Ca
- O••• C•••••• M••••••••• formerMar 26, 2018 to Apr 2, 2020 · Pacific Palisades, Ca
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedAug 28, 2002 to Feb 9, 2005 · Santa Monica, Ca
- O••• C•••••• M••••••••• to L•• F•••••••• L••left Apr 2, 2020, registered Mar 13, 2020 (-20 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to O••• C•••••• M•••••••••left Feb 9, 2005, registered Mar 26, 2018 (4793 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address