RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• H••••• P••••
- T••• F•••••••• A••••••• state registered currentsince Jan 1, 2026 · Winter Park, Fl
- R••• I• W••••• M••••••••• L•• state registeredNov 14, 2018 to Apr 22, 2025 · Lake Mary, Fl
- C••••• • A••••••••• I••• independent RIAJan 27, 2014 to Oct 29, 2018 · Casselberry, Fl
- L•• F•••••••• L•• BD affiliatedApr 8, 2010 to Dec 23, 2013 · Winter Park, Fl
- R••• I• W••••• M••••••••• L•• to T••• F•••••••• A•••••••left Apr 22, 2025, registered Jan 1, 2026 (254 days) · Other
- C••••• • A••••••••• I••• to R••• I• W••••• M••••••••• L••left Oct 29, 2018, registered Nov 14, 2018 (16 days) · RIA to a state-registered adviser
- L•• F•••••••• L•• to C••••• • A••••••••• I•••left Dec 23, 2013, registered Jan 27, 2014 (35 days) · Other
- D•••• H••••• P•••• left R••• I• W••••• M••••••••• L•• for T••• F•••••••• A••••••• (registered 2026-01-01)Apr 22, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address