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Registered advisor
H••••• H••• Y•
Feed of 09/14/2026
Also filed as H••• Ye
At current firm
4 y
since Jun 22, 2022
In the industry
30 y
since Oct 3, 1995 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•• V••••• W••••• M••••••••• C•••• independent RIA currentsince Jun 22, 2022 · Irvine, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 29, 2004 to Sep 8, 2010 · Pasadena, Ca
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedJun 25, 2002 to Jan 22, 2004 · Pasadena, Ca
- M••••• S•••••• D• I••• unclassifiedJun 24, 1999 to Jun 27, 2002 · City Of Industry, Ca
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•• V••••• W••••• M••••••••• C••••left Sep 8, 2010, registered Jun 22, 2022 (4305 days) · Wirehouse to independent RIA
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 22, 2004, registered Jan 29, 2004 (7 days) · Other
- M••••• S•••••• D• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Jun 27, 2002, registered Jun 25, 2002 (-2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address