DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

L••••••• J••••• M•••••••

L•• F•••••••• L••BD affiliatedMontville, Njdual registrantIAPD 2640389

Feed of 09/14/2026

Also filed as Larry M•••••••

At current firm

1 y

since Mar 6, 2025

In the industry

27 y

since May 6, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Mar 6, 2025 · Montville, Nj
I• A••••••• S•••••••• I••• former
Nov 21, 2017 to Mar 6, 2025 · Montville, Nj
A••••••••• F•••••••• S•••••••• L•• national BD
Jul 10, 2015 to Nov 24, 2017 · Florham Park, Nj
S•••••• N••••••• • C••••••• I••••••••• national BD
Aug 21, 2007 to Aug 3, 2015 · Morristown, Nj
R••• B••• • C•• unclassified
Nov 20, 2006 to Aug 21, 2007 · Florham Park, Nj

Moves

a registration end followed by a registration begin elsewhere

I• A••••••• S•••••••• I••• to L•• F•••••••• L••
left Mar 6, 2025, registered Mar 6, 2025 (0 days) · corporate re-registration, not a move
A••••••••• F•••••••• S•••••••• L•• to I• A••••••• S•••••••• I•••
left Nov 24, 2017, registered Nov 21, 2017 (-3 days) · Other
S•••••• N••••••• • C••••••• I••••••••• to A••••••••• F•••••••• S•••••••• L••
left Aug 3, 2015, registered Jul 10, 2015 (-24 days) · Affiliated broker-dealer or bank to another · moved with a team
R••• B••• • C•• to S•••••• N••••••• • C••••••• I•••••••••
left Aug 21, 2007, registered Aug 21, 2007 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address