D••••• M••• S••••••

• K••••• A••••••• S•••••••• L•• BD affiliated current
  since Apr 6, 2026 · Port Jefferson, Ny
• K••••• A••••••• S•••••••• L•• BD affiliated
  Apr 18, 2016 to Jan 27, 2025 · Austin, Tx
• N•• A•••••• S•••••••• L•• former
  May 15, 2013 to Sep 22, 2016 · Austin, Tx
• L•• F•••••••• L•• BD affiliated
  Mar 6, 2006 to Jan 28, 2013 · Boston, Ma
• M••••• S•••••• D• I••• unclassified
  Jun 7, 2002 to Oct 26, 2004 · Ridgewood, Nj

• N•• A•••••• S•••••••• L•• to K••••• A••••••• S•••••••• L••
  left Sep 22, 2016, registered Apr 18, 2016 (-157 days) · corporate re-registration, not a move
• L•• F•••••••• L•• to N•• A•••••• S•••••••• L••
  left Jan 28, 2013, registered May 15, 2013 (107 days) · Other
• M••••• S•••••• D• I••• to L•• F•••••••• L••
  left Oct 26, 2004, registered Mar 6, 2006 (496 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

30derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address