RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• J••• S••••
- J• W• C••• A•••••••• I••• BD affiliated currentsince Nov 12, 2025 · Kure Beach, Nc
- S••••••••• A•••••• A•••••••• I••• formerJul 17, 2020 to Mar 7, 2023 · Palm Beach, Fl
- I••••••••• A••••••• S••••••• I•• formerApr 22, 2014 to Jul 17, 2020 · Hazleton, Pa
- S••••• F•••••••• G•••• I•• formerApr 5, 2010 to Apr 16, 2014 · Hazelton, Pa
- L•• F•••••••• L•• BD affiliatedMay 1, 2006 to Apr 7, 2010 · West Hazelton, Pa
- A••••••••• A•••••• S•••••••• I••• unclassifiedJan 28, 2005 to Apr 26, 2006 · Radnor, Pa
- M•• S••••••••• I••• unclassifiedJul 13, 2004 to Jan 28, 2005 · Cheektowaga, Ny
- Q•••• • R•••••• I••• unclassifiedSep 9, 2002 to Oct 31, 2003 · Bethlehem, Pa
- S••••••••• A•••••• A•••••••• I••• to J• W• C••• A•••••••• I•••left Mar 7, 2023, registered Nov 12, 2025 (981 days) · Affiliated broker-dealer or bank to another
- I••••••••• A••••••• S••••••• I•• to S••••••••• A•••••• A•••••••• I•••left Jul 17, 2020, registered Jul 17, 2020 (0 days) · corporate re-registration, not a move
- S••••• F•••••••• G•••• I•• to I••••••••• A••••••• S••••••• I••left Apr 16, 2014, registered Apr 22, 2014 (6 days) · Other
- L•• F•••••••• L•• to S••••• F•••••••• G•••• I••left Apr 7, 2010, registered Apr 5, 2010 (-2 days) · Other
- A••••••••• A•••••• S•••••••• I••• to L•• F•••••••• L••left Apr 26, 2006, registered May 1, 2006 (5 days) · Other
- M•• S••••••••• I••• to A••••••••• A•••••• S•••••••• I•••left Jan 28, 2005, registered Jan 28, 2005 (0 days) · Other
- Q•••• • R•••••• I••• to M•• S••••••••• I•••left Oct 31, 2003, registered Jul 13, 2004 (256 days) · Other
- W•••••• J••• S•••• left S••••••••• A•••••• A•••••••• I••• for J• W• C••• A•••••••• I••• (registered 2025-11-12)Mar 7, 2023 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address