RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• J••• C••••••
- L•• F•••••••• L•• BD affiliated currentsince May 15, 2025 · Lunenburg, Ma
- C••• F•••••••• S•••••••• L••• formerAug 17, 2017 to May 15, 2025 · Fitchburg, Ma
- C•••••• R••••••••• G•••• formerFeb 23, 2011 to Sep 20, 2017 · Wellesley, Ma
- C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••left May 15, 2025, registered May 15, 2025 (0 days) · corporate re-registration, not a move
- C•••••• R••••••••• G•••• to C••• F•••••••• S•••••••• L•••left Sep 20, 2017, registered Aug 17, 2017 (-34 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address