RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- E•••• I••• institutional currentsince Jan 6, 2021 · M••••••, Wi
- H••••••••• G••••• I••••••••• L• formerAug 1, 2014 to Nov 17, 2020 · M••••••, Wi
- N•••••••• C•••••• M••••••••• L•• formerJul 1, 2013 to Sep 30, 2016 · New York, Ny
- M•••••• I••••••••• A•••••••• L•• mixed wealthMay 27, 2013 to Nov 17, 2020 · M••••••, Wi
- M•••••• I••••••••• A•••••••• L•• to N•••••••• C•••••• M••••••••• L••left Nov 17, 2020, registered Jul 1, 2013 (-2696 days) · Other
- H••••••••• G••••• I••••••••• L• to E•••• I•••left Nov 17, 2020, registered Jan 6, 2021 (50 days) · Other
- N•••••••• C•••••• M••••••••• L•• to H••••••••• G••••• I••••••••• L•left Sep 30, 2016, registered Aug 1, 2014 (-791 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address