DFX Intelligence
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Feed of 09/14/2026
Also filed as J••••••• B• D••••••••• D••••••••• D• S•••••
At current firm
5 y
since Jun 14, 2021
In the industry
30 y
since Jun 26, 1996 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Jun 14, 2021 · San Diego, Ca
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Jun 16, 2021 · San Diego, Ca
- P••••••••• E••••• G••••• L•• unclassifiedMar 27, 1998 to Jul 1, 2003 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to M••••• S••••••left Jun 16, 2021, registered Jun 14, 2021 (-2 days) · Wirehouse to wirehouse · moved with a team
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address