K••• •••••• Y•• W•••

• L•• F•••••••• L•• BD affiliated current
  since Jun 9, 2021 · Haddonfield, Nj
• M•• S••••••••• I••• unclassified
  Jan 27, 2020 to Jun 9, 2021 · Baltimore, Md
• C••••••• S••••••••• I••• BD affiliated
  May 31, 2013 to Jan 15, 2020 · Paoli, Pa
• H••• S••••••••• •••• I••• BD affiliated
  May 3, 2006 to May 28, 2013 · Philadelphia, Pa
• T• W••••• M••••••••• S••••••• I••• unclassified
  Jul 1, 2005 to Apr 17, 2006 · New York, Ny

• M•• S••••••••• I••• to L•• F•••••••• L••
  left Jun 9, 2021, registered Jun 9, 2021 (0 days) · corporate re-registration, not a move
• C••••••• S••••••••• I••• to M•• S••••••••• I•••
  left Jan 15, 2020, registered Jan 27, 2020 (12 days) · Other
• H••• S••••••••• •••• I••• to C••••••• S••••••••• I•••
  left May 28, 2013, registered May 31, 2013 (3 days) · Other
• T• W••••• M••••••••• S••••••• I••• to H••• S••••••••• •••• I•••
  left Apr 17, 2006, registered May 3, 2006 (16 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

30derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address