RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• M•••••• L••••••
- B•••••• F••••• • S•••••• I•• independent RIA currentsince May 23, 2025 · Westerly, Ri
- N••••••• C•••••• L•• formerMar 15, 2018 to Jul 20, 2026 · Westerly, Ri
- P••••••• S••••••••• I••• formerJan 6, 2015 to Mar 12, 2018 · Wethersfield, Ct
- N••••••• C•••••• L•• to B•••••• F••••• • S•••••• I••left Jul 20, 2026, registered May 23, 2025 (-423 days) · RIA to RIA · moved with a team
- P••••••• S••••••••• I••• to N••••••• C•••••• L••left Mar 12, 2018, registered Mar 15, 2018 (3 days) · Other
- J•••••• M•••••• L•••••• left N••••••• C•••••• L•• for B•••••• F••••• • S•••••• I•• (registered 2025-05-23)Jul 20, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address