RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••• A••• H•••
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jan 21, 2026 · Melbourne, Fl
- R•••••• J•••• • A••••••••• I••• national BDJul 31, 2018 to Jan 21, 2026 · Melbourne, Fl
- P••••••••• E••••• G••••• L•• unclassifiedJun 6, 2000 to Feb 19, 2003 · Vero Beach, Fl
- R•••••• J•••• • A••••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Jan 21, 2026, registered Jan 21, 2026 (0 days) · Affiliated broker-dealer or bank to another
- P••••••••• E••••• G••••• L•• to R•••••• J•••• • A••••••••• I•••left Feb 19, 2003, registered Jul 31, 2018 (5641 days) · Other
- T•••• A••• H••• added a TX registration at A••••••••• F•••••••• S•••••••• L••Sep 18, 2026 · New state registration · fact
- T•••• A••• H••• left R•••••• J•••• • A••••••••• I••• for A••••••••• F•••••••• S•••••••• L•• (registered 2026-01-21)Jan 21, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address