RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- G••••• W••••• independent RIA currentsince Sep 26, 2023 · Jenison, Mi
- B••••••••• W••••• A•••••••• L•• no RAUMJan 30, 2020 to Dec 5, 2023 · Jenison, Mi
- M•• I•••••••• S•••••••• L•• BD affiliatedNov 4, 2010 to Jan 28, 2020 · Grand Rapids, Mi
- B••••••••• W••••• A•••••••• L•• to G••••• W•••••left Dec 5, 2023, registered Sep 26, 2023 (-70 days) · Other
- M•• I•••••••• S•••••••• L•• to B••••••••• W••••• A•••••••• L••left Jan 28, 2020, registered Jan 30, 2020 (2 days) · Affiliated broker-dealer or bank to independent RIA
- R••• D•••• B••• left B••••••••• W••••• A•••••••• L•• for G••••• W••••• (registered 2023-09-26)Dec 5, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address