RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• B•••• H•••••
- A••••••••• • A••••••••• state registered currentsince Feb 25, 2014 · Minnetonka, Mn
- C•••••••• F••••••••• I••• BD affiliatedAug 24, 2011 to Sep 10, 2012 · Anaheim, Ca
- W•••••• S••••••••• C••••••••• unclassifiedJul 5, 2005 to Aug 25, 2011 · Champlin, Mn
- S•• I••••••••• I••• formerAug 30, 2001 to Aug 17, 2005 · Champlin, Mn
- C•••••••• F••••••••• I••• to A••••••••• • A•••••••••left Sep 10, 2012, registered Feb 25, 2014 (533 days) · Other
- W•••••• S••••••••• C••••••••• to C•••••••• F••••••••• I•••left Aug 25, 2011, registered Aug 24, 2011 (-1 days) · Other
- S•• I••••••••• I••• to W•••••• S••••••••• C•••••••••left Aug 17, 2005, registered Jul 5, 2005 (-43 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address