DFX Intelligence
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Registered advisor
R••••• B•••• V•• C•••••
Feed of 09/14/2026
Also filed as R••••• B•••• Vanc•••••
At current firm
1 y
since Sep 5, 2025
In the industry
26 y
since Oct 1, 1999 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Sep 5, 2025 · Westwood, Ks
- A•••••• A••••••• S••••••• formerSep 6, 2022 to Sep 5, 2025 · Westwood, Ks
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedMar 14, 2018 to Aug 30, 2022 · Hoffman Estates, Il
- A•••••• A••••••• S••••••• formerMay 5, 2015 to Dec 20, 2017 · Basehor, Ks
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedMay 1, 2012 to Jul 5, 2013 · Granite City, Il
Moves
a registration end followed by a registration begin elsewhere
- A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
- T••••••••• F•••••••• A•••••••• L•• to A•••••• A••••••• S•••••••left Aug 30, 2022, registered Sep 6, 2022 (7 days) · Affiliated broker-dealer or bank to another
- A•••••• A••••••• S••••••• to T••••••••• F•••••••• A•••••••• L••left Dec 20, 2017, registered Mar 14, 2018 (84 days) · Other
- T••••••••• F•••••••• A•••••••• L•• to A•••••• A••••••• S•••••••left Jul 5, 2013, registered May 5, 2015 (669 days) · Other
Signals
- R••••• B•••• V•• C••••• left T••••••••• F•••••••• A•••••••• L•• for A•••••• A••••••• S••••••• (registered 2022-09-06)Aug 30, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address