RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• J•••• H•••••••••
- V•• C•••••• W••••• M••••••••• L•• independent RIA currentsince Jul 13, 2026 · Loveland, Oh
- F•••• T•••• S••••••••• I••• BD affiliatedMar 1, 2010 to Mar 16, 2012 · Cincinnati, Oh
- F•••• T•••• S••••••••• I••• BD affiliatedMar 30, 2007 to Apr 22, 2008 · Cincinnati, Oh
- M•• F•••••••• S•••••••• I••• formerMay 10, 2005 to Sep 7, 2005 · Raleigh, Nc
- F•••• T•••• S••••••••• I••• to V•• C•••••• W••••• M••••••••• L••left Mar 16, 2012, registered Jul 13, 2026 (5232 days) · Other
- M•• F•••••••• S•••••••• I••• to F•••• T•••• S••••••••• I•••left Sep 7, 2005, registered Mar 30, 2007 (569 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address