RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••• R•••••
- A••••• F•••••••• A•••••••• I••• independent RIA currentsince May 1, 2007 · Orlando, Fl
- H••••••• F•••••••• S•••••••• L•• unclassifiedJul 1, 2004 to Nov 29, 2005 · Winter Park, Fl
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedMay 22, 2003 to May 3, 2007 · Orlando, Fl
- E•• F•••••••• A••••••• independent RIADec 21, 1999 to May 16, 2003 · Winter Park, Fl
- R•••••• J•••• F•••••••• S•••••••• I••• to H••••••• F•••••••• S•••••••• L••left May 3, 2007, registered Jul 1, 2004 (-1036 days) · Other
- H••••••• F•••••••• S•••••••• L•• to A••••• F•••••••• A•••••••• I•••left Nov 29, 2005, registered May 1, 2007 (518 days) · Other
- E•• F•••••••• A••••••• to R•••••• J•••• F•••••••• S•••••••• I•••left May 16, 2003, registered May 22, 2003 (6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address