DFX Intelligence
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Registered advisor
B•••• E• W•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as B•••• E••••• W•••••
At current firm
3 y
since Apr 4, 2023
In the industry
30 y
since Apr 24, 1996 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Apr 4, 2023 · Burlington, Vt
- C•••••• S••••• • C••• I••• national BDDec 21, 2018 to Apr 18, 2023 · South Burlington, Vt
- L•• F•••••••• L•• BD affiliatedJul 31, 2013 to Nov 19, 2018 · Milton, Vt
- C••••••• S••••••••• I••• BD affiliatedJun 4, 2008 to Jul 30, 2013 · Shelburne, Vt
- C••••••••• S••••••••• L••• unclassifiedOct 23, 2006 to Apr 2, 2008 · Burlington, Vt
- C•••••• S••••• • C••• I••• national BDJul 13, 2004 to Dec 2, 2004 · Burlington, Vt
- C•••••• S••••• • C••• I••• national BDJan 1, 2000 to Nov 14, 2003 · Dayton, Oh
Moves
a registration end followed by a registration begin elsewhere
- C•••••• S••••• • C••• I••• to L•• F•••••••• L••left Apr 18, 2023, registered Apr 4, 2023 (-14 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to C•••••• S••••• • C••• I•••left Nov 19, 2018, registered Dec 21, 2018 (32 days) · RIA to affiliated broker-dealer or bank
- C••••••• S••••••••• I••• to L•• F•••••••• L••left Jul 30, 2013, registered Jul 31, 2013 (1 days) · Other
- C••••••••• S••••••••• L••• to C••••••• S••••••••• I•••left Apr 2, 2008, registered Jun 4, 2008 (63 days) · Other
- C•••••• S••••• • C••• I••• to C••••••••• S••••••••• L•••left Dec 2, 2004, registered Oct 23, 2006 (690 days) · Other
Signals
- ••• LockedApr 18, 2023 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address