DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Vinton Dixon Hartmann
Feed of 09/15/2026
Also filed as Vint Dixon Hartmann
At current firm
0 y
since Jul 28, 2026
In the industry
15 y
since Mar 28, 2011 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Ausdal Financial Partners, Inc. independent RIA currentsince Jul 28, 2026 · Downers Grove, Il
- Cambridge Investment Research Advisors, Inc. BD affiliatedNov 20, 2015 to Jul 30, 2026 · Centennial, Co
- Securities America Advisors, Inc. formerMay 13, 2014 to Nov 23, 2015 · Centennial, Co
Moves
a registration end followed by a registration begin elsewhere
- Cambridge Investment Research Advisors, Inc. to Ausdal Financial Partners, Inc.left Jul 30, 2026, registered Jul 28, 2026 (-2 days) · Affiliated broker-dealer or bank to independent RIA
- Securities America Advisors, Inc. to Cambridge Investment Research Advisors, Inc.left Nov 23, 2015, registered Nov 20, 2015 (-3 days) · Other
Signals
- Vinton Dixon Hartmann left Cambridge Investment Research Advisors, Inc. for Ausdal Financial Partners, Inc. (registered 2026-07-28)Jul 30, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address