RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• S•••• C•••••
- R••••••• F•••••••• A••••••• L•• state registered currentsince Jan 14, 2022 · Elkhart, In
- R••••••• F•••••••• A••••••• L•• state registeredJan 16, 2015 to Dec 31, 2021 · Elkhart, In
- V•••• F•••••••• A•••••••• L•• independent RIADec 7, 2009 to Dec 16, 2016 · Carmel, In
- R••••••• F•••••••• P••••••• L•• unclassifiedMar 31, 2008 to Oct 2, 2009 · Goshen, In
- C•••••• W••••• A•••••••• L•• formerOct 13, 2006 to Feb 17, 2010 · Elkhart, In
- V•••• F•••••••• A•••••••• L•• to R••••••• F•••••••• A••••••• L••left Dec 16, 2016, registered Jan 16, 2015 (-700 days) · Other
- C•••••• W••••• A•••••••• L•• to R••••••• F•••••••• P••••••• L••left Feb 17, 2010, registered Mar 31, 2008 (-688 days) · Other
- R••••••• F•••••••• P••••••• L•• to V•••• F•••••••• A•••••••• L••left Oct 2, 2009, registered Dec 7, 2009 (66 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address