RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••• J••• K•••••
- E•• R•••• F•••••••• S••••••• state registered currentsince Jan 31, 2023 · Omaha, Ne
- T• A••••••••• I••••••••• M••••••••• L•• formerJan 28, 2004 to Oct 21, 2005 · Bellevue, Ne
- W•••• F•••• I••••••••• L•• unclassifiedJun 25, 2002 to May 16, 2003 · Omaha, Ne
- T• A••••••••• I••••••••• M••••••••• L•• to E•• R•••• F•••••••• S•••••••left Oct 21, 2005, registered Jan 31, 2023 (6311 days) · Other
- W•••• F•••• I••••••••• L•• to T• A••••••••• I••••••••• M••••••••• L••left May 16, 2003, registered Jan 28, 2004 (257 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address