RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• S•••• M•••••
- D•••• S•••••• W••••• M••••••••• independent RIA currentsince Jul 16, 2015 · St. Louis, Mo
- P•••••• C•••••• A••••••• I•• unclassifiedApr 28, 2005 to Nov 30, 2006 · St. Louis, Mo
- W••••• S••••• S••••••••• I••• formerMar 14, 2005 to Oct 26, 2006 · St. Louis, Mo
- L•• F•••••••• L•• BD affiliatedJun 24, 2004 to Mar 14, 2005 · St Louis, Mo
- W• G••••••• S••••••••• I••• unclassifiedMay 22, 2000 to Jun 25, 2004 · St. Louis, Mo
- P•••••• C•••••• A••••••• I•• to D•••• S•••••• W••••• M•••••••••left Nov 30, 2006, registered Jul 16, 2015 (3150 days) · Other
- W••••• S••••• S••••••••• I••• to P•••••• C•••••• A••••••• I••left Oct 26, 2006, registered Apr 28, 2005 (-546 days) · Other
- L•• F•••••••• L•• to W••••• S••••• S••••••••• I•••left Mar 14, 2005, registered Mar 14, 2005 (0 days) · Other
- W• G••••••• S••••••••• I••• to L•• F•••••••• L••left Jun 25, 2004, registered Jun 24, 2004 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address