DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••••• M•••••••

L•• F•••••••• L••BD affiliatedCouer D'Alene, Id dual registrantIAPD 2695751

Feed of 09/15/2026

Also filed as Brad M•••••••

At current firm

1 y

since Jul 10, 2025

In the industry

30 y

since Apr 22, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Jul 10, 2025 · Pasadena, Ca
C•••••• G•••• • C• I•• former
Jan 24, 2023 to Jul 10, 2025 · Couer D'Alene, Id
M•••••• A•••••• N•••••• BD affiliated
Jul 8, 2016 to Jan 27, 2023 · Los Gatos, Ca
S•••••••• W••••• A••••••• G•••• former
Jul 28, 2015 to Jul 8, 2016 · Los Gatos, Ca
L•• F•••••••• L•• BD affiliated
Apr 29, 2005 to Feb 6, 2023 · Los Gatos, Ca

Moves

a registration end followed by a registration begin elsewhere

C•••••• G•••• • C• I•• to L•• F•••••••• L••
left Jul 10, 2025, registered Jul 10, 2025 (0 days) · corporate re-registration, not a move
L•• F•••••••• L•• to S•••••••• W••••• A••••••• G••••
left Feb 6, 2023, registered Jul 28, 2015 (-2750 days) · Other
M•••••• A•••••• N•••••• to C•••••• G•••• • C• I••
left Jan 27, 2023, registered Jan 24, 2023 (-3 days) · RIA to affiliated broker-dealer or bank · moved with a team
S•••••••• W••••• A••••••• G•••• to M•••••• A•••••• N••••••
left Jul 8, 2016, registered Jul 8, 2016 (0 days) · corporate re-registration, not a move

Signals

B•••••• M••••••• left L•• F•••••••• L•• for S•••••••• W••••• A••••••• G•••• (registered 2015-07-28)
Feb 6, 2023 · a•••••• firm change · fact
B•••••• M••••••• left M•••••• A•••••• N•••••• for C•••••• G•••• • C• I•• (registered 2023-01-24)
Jan 27, 2023 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address