DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Mark Edward O`Connor
Feed of 09/15/2026
Also filed as Mark Edward Oconnor
At current firm
11 y
since Feb 9, 2015
In the industry
26 y
since Mar 29, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
2
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cetera Investment Advisers LLC BD affiliated currentsince Jun 29, 2023 · Morrison, Co
- Hinds Financial Group Inc independent RIA currentsince Feb 9, 2015 · Lakewood, Co
- Cambridge Financial Advisors, LLC formerJan 23, 2012 to Jun 19, 2012 · Salida, Co
- Honor Bound Advisors, LLC unclassifiedMar 21, 2011 to Dec 31, 2011 · Fox Lake, Il
- Ehlert Financial Group, Inc. unclassifiedFeb 13, 2009 to Jun 11, 2009 · Lincolnshire, Il
Moves
a registration end followed by a registration begin elsewhere
- Cambridge Financial Advisors, LLC to Hinds Financial Group Incleft Jun 19, 2012, registered Feb 9, 2015 (965 days) · Other
- Honor Bound Advisors, LLC to Cambridge Financial Advisors, LLCleft Dec 31, 2011, registered Jan 23, 2012 (23 days) · Other
- Ehlert Financial Group, Inc. to Honor Bound Advisors, LLCleft Jun 11, 2009, registered Mar 21, 2011 (648 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address