DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Sean Patrick Craig
Feed of 09/14/2026
At current firm
10 y
since May 3, 2016
In the industry
30 y
since Apr 2, 1996 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Ipi Wealth Management, Inc. BD affiliated currentsince May 3, 2016 · Bloomington, Il
- Osaic Wealth, Inc. BD affiliatedJun 30, 2015 to May 4, 2016 · Bloomington, Il
- Fmsi Advisers formerMay 13, 2003 to May 12, 2015 · Bloomington, Il
- Natcity Investments, Inc. unclassifiedAug 29, 2000 to Apr 4, 2003 · Peoria, Il
Moves
a registration end followed by a registration begin elsewhere
- Osaic Wealth, Inc. to Ipi Wealth Management, Inc.left May 4, 2016, registered May 3, 2016 (-1 days) · Other
- Fmsi Advisers to Osaic Wealth, Inc.left May 12, 2015, registered Jun 30, 2015 (49 days) · Other
- Natcity Investments, Inc. to Fmsi Advisersleft Apr 4, 2003, registered May 13, 2003 (39 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address