DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael W Montag
Certified Financial Planner · Personal Financial Specialist
Feed of 09/14/2026
Also filed as Mike Montag
At current firm
4 y
since Feb 25, 2022
In the industry
26 y
since Dec 18, 1999 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Wealth, Inc. BD affiliated currentsince Feb 25, 2022 · Dubuque, Ia
- Choreo, LLC independent RIAAug 9, 2007 to Feb 17, 2022 · Davenport, Ia
- Global Portfolio Strategies, Inc. formerOct 23, 2006 to Aug 2, 2007 · Dubuque, Ia
- Prudential Retirement Brokerage Services, Inc. unclassifiedOct 1, 2002 to Dec 3, 2004 · Dubuque, Ia
Moves
a registration end followed by a registration begin elsewhere
- Choreo, LLC to Osaic Wealth, Inc.left Feb 17, 2022, registered Feb 25, 2022 (8 days) · RIA to affiliated broker-dealer or bank
- Global Portfolio Strategies, Inc. to Choreo, LLCleft Aug 2, 2007, registered Aug 9, 2007 (7 days) · Other
- Prudential Retirement Brokerage Services, Inc. to Global Portfolio Strategies, Inc.left Dec 3, 2004, registered Oct 23, 2006 (689 days) · Other
Signals
- Michael W Montag left Choreo, Llc for Osaic Wealth, Inc. (registered 2022-02-25)Feb 17, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address