DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael James Snyder
Feed of 09/14/2026
Also filed as Michael Snyder
At current firm
8 y
since Nov 17, 2017
In the industry
30 y
since Mar 28, 1996 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Ameriprise Financial Services, LLC national BD currentsince Nov 17, 2017 · Louisville, Ky
- J.J.B. Hilliard, W.L. Lyons, LLC formerSep 19, 2008 to Nov 28, 2017 · Louisville, Ky
- UBS Financial Services Inc. wirehouseJan 8, 2004 to Sep 29, 2008 · Louisville, Ky
Moves
a registration end followed by a registration begin elsewhere
- J.J.B. Hilliard, W.L. Lyons, LLC to Ameriprise Financial Services, LLCleft Nov 28, 2017, registered Nov 17, 2017 (-11 days) · RIA to affiliated broker-dealer or bank · moved with a team
- UBS Financial Services Inc. to J.J.B. Hilliard, W.L. Lyons, LLCleft Sep 29, 2008, registered Sep 19, 2008 (-10 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address