RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•• J•••• K••••••
- K••••• W••••• A•••••••• L•• state registered currentsince Jan 1, 2026 · Omaha, Ne
- M•••••• W••••• A••••••• formerFeb 18, 2003 to Jun 21, 2007 · Omaha, Ne
- C•••••••• G••••• M•••••• I••• BD affiliatedJun 26, 2000 to Jan 15, 2003 · Omaha, Ne
- M•••••• W••••• A••••••• to K••••• W••••• A•••••••• L••left Jun 21, 2007, registered Jan 1, 2026 (6769 days) · Other
- C•••••••• G••••• M•••••• I••• to M•••••• W••••• A•••••••left Jan 15, 2003, registered Feb 18, 2003 (34 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address