DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Chris Weston
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Chris L Weston
At current firm
1 y
since Oct 9, 2024
In the industry
30 y
since Feb 20, 1996 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Ria Advisory Group, LLC independent RIA currentsince Oct 9, 2024 · Des Moines, Ia
- Securities America Advisors, Inc. formerApr 26, 2023 to Dec 20, 2023 · West Des Moines, Ia
- Belpointe Asset Management LLC independent RIASep 22, 2021 to Oct 12, 2022 · Reno, Nv
- Waddell & Reed formerDec 13, 2012 to Apr 30, 2021 · Norwalk, Ia
- Securities America Advisors, Inc. formerMay 1, 2007 to Dec 18, 2012 · Des Moines, Ia
- Cetera Investment Services LLC formerApr 17, 2006 to Mar 30, 2007 · Chariton, Ia
- Invest Financial Corporation formerJul 1, 2004 to Apr 17, 2006 · Des Moines, Ia
Moves
a registration end followed by a registration begin elsewhere
- Securities America Advisors, Inc. to Ria Advisory Group, LLCleft Dec 20, 2023, registered Oct 9, 2024 (294 days) · Affiliated broker-dealer or bank to independent RIA
- Belpointe Asset Management LLC to Securities America Advisors, Inc.left Oct 12, 2022, registered Apr 26, 2023 (196 days) · RIA to affiliated broker-dealer or bank
- Waddell & Reed to Belpointe Asset Management LLCleft Apr 30, 2021, registered Sep 22, 2021 (145 days) · Affiliated broker-dealer or bank to independent RIA
- Securities America Advisors, Inc. to Waddell & Reedleft Dec 18, 2012, registered Dec 13, 2012 (-5 days) · Other
- Cetera Investment Services LLC to Securities America Advisors, Inc.left Mar 30, 2007, registered May 1, 2007 (32 days) · Other
- Invest Financial Corporation to Cetera Investment Services LLCleft Apr 17, 2006, registered Apr 17, 2006 (0 days) · Other
Signals
- Chris Weston left Securities America Advisors, Inc. for Ria Advisory Group, Llc (registered 2024-10-09)Dec 20, 2023 · Advisor changed firm · fact
- Chris Weston left Belpointe Asset Management Llc for Securities America Advisors, Inc. (registered 2023-04-26)Oct 12, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address