C•••••• H••••••••• H••••••

L•• F•••••••• L••BD affiliatedCollierville, Tn dual registrantIAPD 2706252

Feed of 09/15/2026

Also filed as C•••••• M• H•••••••••

At current firm

4 y

since Sep 21, 2022

In the industry

30 y

since Mar 14, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Sep 21, 2022 · Bartlett, Tn
C••• B•••••••• S•••••••• I••• former
Nov 24, 2004 to May 18, 2022 · Millington, Tn
R•••••• J•••• F•••••••• S•••••••• I••• unclassified
Mar 31, 2004 to May 28, 2004 · Millington, Tn

Moves

a registration end followed by a registration begin elsewhere

C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••
left May 18, 2022, registered Sep 21, 2022 (126 days) · corporate re-registration, not a move
R•••••• J•••• F•••••••• S•••••••• I••• to C••• B•••••••• S•••••••• I•••
left May 28, 2004, registered Nov 24, 2004 (180 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address