RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• A••••• D••••••
- J• W• C••• A•••••••• I••• BD affiliated currentsince Jun 11, 2021 · Rockledge, Fl
- A•••• • C•••••• O• F••••••• L•• formerNov 27, 2019 to May 27, 2021 · Lakeland, Fl
- A•••• • C•••••• O• F••••••• L•• formerMay 3, 2012 to Nov 22, 2019 · Viera, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 5, 2010 to Mar 5, 2012 · Rockledge, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 11, 2001 to Apr 27, 2009 · Merritt Island, Fl
- A•••• • C•••••• O• F••••••• L•• to J• W• C••• A•••••••• I•••left May 27, 2021, registered Jun 11, 2021 (15 days) · RIA to RIA
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A•••• • C•••••• O• F••••••• L••left Mar 5, 2012, registered May 3, 2012 (59 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address