RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• B•••• S••••••••
- B••••• H••• I••••••••• A•••••••• L•• state registered currentsince Jul 18, 2012 · Dublin, Oh
- B••••• H••• I••••••••• A•••••••• L•• state registeredJul 18, 2012 to Dec 31, 2020 · Dublin, Oh
- W••• S•••••••• • A••••••••• L•• unclassifiedOct 30, 2008 to Dec 7, 2012 · Reynoldsburg, Oh
- W••• S•••••••• • A••••••••• L•• to B••••• H••• I••••••••• A•••••••• L••left Dec 7, 2012, registered Jul 18, 2012 (-142 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address