RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••••• K•••••• R••
- I••••••• C•••••• M••••••••• L•• state registered currentsince Sep 2, 2026 · Tampa, Fl
- I••••••• C•••••• M••••••••• L•• state registeredOct 18, 2013 to Dec 31, 2025 · Tampa, Fl
- I•• W••••• M••••••••• I••• BD affiliatedMay 30, 2013 to Sep 30, 2013 · B••••••• Bluffs, Fl
- B••••••• A•••• M••••••••• I•• unclassifiedSep 18, 2008 to Sep 3, 2013 · B••••••• Bluffs, Fl
- C•••••• S••••• • C••• I••• national BDNov 14, 2002 to Jul 8, 2008 · St. Petersburg, Fl
- I•• W••••• M••••••••• I••• to I••••••• C•••••• M••••••••• L••left Sep 30, 2013, registered Oct 18, 2013 (18 days) · Other
- B••••••• A•••• M••••••••• I•• to I•• W••••• M••••••••• I•••left Sep 3, 2013, registered May 30, 2013 (-96 days) · Other
- C•••••• S••••• • C••• I••• to B••••••• A•••• M••••••••• I••left Jul 8, 2008, registered Sep 18, 2008 (72 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address