RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• R••••• W••••••••
- B•• P•••••••• I••• BD affiliated currentsince May 24, 2016 · St. Louis, Mo
- B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• BD affiliated currentsince Feb 1, 2010 · St Louis, Mo
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerJan 3, 2008 to Feb 1, 2010 · St. Louis, Mo
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to B•••••• F••••• • C•••••• F•••••••• S•••••••• I•••left Feb 1, 2010, registered Feb 1, 2010 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address