DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Thomas Randall Samuelson
Chartered Financial Analyst
Feed of 09/15/2026
Also filed as Tom R Samuelson
At current firm
11 y
since Sep 17, 2015
In the industry
21 y
since Aug 29, 2005 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
n/a
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Integrated Advisors Network LLC independent RIA currentsince Sep 17, 2015 · Englewood, Co
- Cetera Investment Management LLC no RAUMJun 9, 2015 to Jun 23, 2015 · Castle Rock, Co
- First Allied Asset Management, Inc. formerDec 20, 2006 to Jun 23, 2015 · San Diego, Ca
- First Allied Asset Management, Inc. formerNov 20, 2006 to Dec 31, 2006 · Scottsdale, Az
- Greenbook Investment Management, Inc. unclassifiedAug 29, 2005 to Oct 24, 2008 · Scottsdale, Az
Moves
a registration end followed by a registration begin elsewhere
- First Allied Asset Management, Inc. to Cetera Investment Management LLCleft Jun 23, 2015, registered Jun 9, 2015 (-14 days) · Other
- Cetera Investment Management LLC to Integrated Advisors Network LLCleft Jun 23, 2015, registered Sep 17, 2015 (86 days) · Other
- Greenbook Investment Management, Inc. to First Allied Asset Management, Inc.left Oct 24, 2008, registered Nov 20, 2006 (-704 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address