J••• N••••• C••••

• P••••••• F•••••••• S•••••••• I••• BD affiliated current
  since Aug 13, 2015 · Macon, Ga
• R•••••• J•••• • A••••••••• I••• national BD
  Feb 13, 2013 to Aug 6, 2015 · Macon, Ga
• M••••• K••••• • C••••••• L•• former
  Jul 18, 2006 to Feb 13, 2013 · Macon, Ga
• C•••••••• G••••• M•••••• I••• BD affiliated
  Apr 1, 2003 to Jul 17, 2006 · Macon, Ga

• R•••••• J•••• • A••••••••• I••• to P••••••• F•••••••• S•••••••• I•••
  left Aug 6, 2015, registered Aug 13, 2015 (7 days) · Other
• M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••
  left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
• C•••••••• G••••• M•••••• I••• to M••••• K••••• • C••••••• L••
  left Jul 17, 2006, registered Jul 18, 2006 (1 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

30derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address