RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- S•••••••• F•••••••• C•••••••• L•• independent RIA currentsince May 15, 2012 · Metairie, La
- M••••• S•••••• C••••••••• unclassifiedFeb 10, 2009 to Sep 8, 2009 · Boston, Ma
- A••••••• G•••••• S••••••••• I••••••••• unclassifiedFeb 15, 2007 to Jun 27, 2008 · Metairie, La
- M••••• S•••••• C••••••••• to S•••••••• F•••••••• C•••••••• L••left Sep 8, 2009, registered May 15, 2012 (980 days) · Other
- A••••••• G•••••• S••••••••• I••••••••• to M••••• S•••••• C•••••••••left Jun 27, 2008, registered Feb 10, 2009 (228 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address