RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••• M•••••• B•••••
- C••••• W••••• S••••••••• L•• state registered currentsince Aug 9, 2022 · New Orleans, La
- L•• F•••••••• L•• BD affiliatedFeb 6, 2014 to Sep 6, 2022 · New Orleans, La
- M•• F•••••••• S•••••••• I••• formerJul 22, 2003 to Jan 23, 2014 · Metairie, La
- Q•••• • R•••••• I••• unclassifiedNov 26, 2002 to Jul 10, 2003 · New Orleans, La
- L•• F•••••••• L•• to C••••• W••••• S••••••••• L••left Sep 6, 2022, registered Aug 9, 2022 (-28 days) · RIA to a state-registered adviser
- M•• F•••••••• S•••••••• I••• to L•• F•••••••• L••left Jan 23, 2014, registered Feb 6, 2014 (14 days) · Other
- Q•••• • R•••••• I••• to M•• F•••••••• S•••••••• I•••left Jul 10, 2003, registered Jul 22, 2003 (12 days) · Other
- K••• M•••••• B••••• left L•• F•••••••• L•• for C••••• W••••• S••••••••• L•• (registered 2022-08-09)Sep 6, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address