C••••••••• T••••• C••••••

• L•• F•••••••• L•• BD affiliated current
  since Aug 3, 2021 · Bethpage, Ny
• I••••• F•••••••• C••••••••• former
  Aug 10, 2011 to Feb 20, 2018 · Levittown, Ny
• U•••• F•••••••• S••••••• G••••• I••• unclassified
  Dec 7, 2010 to Aug 10, 2011 · Bethpage, Ny
• H••• S••••••••• •••• I••• BD affiliated
  Sep 7, 2009 to Nov 30, 2010 · Massapequa, Ny

• I••••• F•••••••• C••••••••• to L•• F•••••••• L••
  left Feb 20, 2018, registered Aug 3, 2021 (1260 days) · corporate re-registration, not a move
• U•••• F•••••••• S••••••• G••••• I••• to I••••• F•••••••• C•••••••••
  left Aug 10, 2011, registered Aug 10, 2011 (0 days) · Other
• H••• S••••••••• •••• I••• to U•••• F•••••••• S••••••• G••••• I•••
  left Nov 30, 2010, registered Dec 7, 2010 (7 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

29derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address