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Registered advisor
G••••• E••••• H•••
Feed of 09/14/2026
Also filed as G••••• E H•••
At current firm
0 y
since Jan 27, 2026
In the industry
30 y
since Apr 19, 1996 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- G••••• H••• A•••• M••••••••• L•• state registered currentsince Jan 27, 2026 · Indio, Ca
- G••••• H••• A•••• M••••••••• L•• state registeredAug 12, 2016 to Dec 31, 2025 · Indio, Ca
- B••••••••• T••• M••••••••• L•• unclassifiedNov 26, 2014 to Aug 22, 2016 · Newport Beach, Ca
- S••••••• I••••••••• C•••••••• I••••••••• unclassifiedMar 14, 2006 to Aug 22, 2016 · Newport Beach, Ca
- A• G• E•••••• • S•••• I••• unclassifiedJul 8, 1997 to Oct 11, 2002 · Riverside, Ca
Moves
a registration end followed by a registration begin elsewhere
- B••••••••• T••• M••••••••• L•• to G••••• H••• A•••• M••••••••• L••left Aug 22, 2016, registered Aug 12, 2016 (-10 days) · Other
- S••••••• I••••••••• C•••••••• I••••••••• to B••••••••• T••• M••••••••• L••left Aug 22, 2016, registered Nov 26, 2014 (-635 days) · Other
- A• G• E•••••• • S•••• I••• to S••••••• I••••••••• C•••••••• I•••••••••left Oct 11, 2002, registered Mar 14, 2006 (1250 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address