RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• A••••• W•••••••
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Nov 7, 2014 · Lake Oswego, Or
- M•••••• W••••• R••••• I••• formerNov 14, 2005 to Nov 7, 2014 · Portland, Or
- W•••• F•••• I••••••••• L•• unclassifiedMar 31, 2003 to Nov 14, 2005 · Portland, Or
- M•••••• W••••• R••••• I••• to R••••• W• B•••• • C•• I•••••••••left Nov 7, 2014, registered Nov 7, 2014 (0 days) · corporate re-registration, not a move
- W•••• F•••• I••••••••• L•• to M•••••• W••••• R••••• I•••left Nov 14, 2005, registered Nov 14, 2005 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address