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Registered advisor
M••• A•••••• A•••••••••
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseLos Angeles, Ca dual registrantIAPD 2729136
Certified Financial Planner
Feed of 09/15/2026
At current firm
11 y
since Mar 17, 2015
In the industry
30 y
since May 17, 1996 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Mar 17, 2015 · Coto De Caza, Ca
- U••••• C•••••• F•••••••• A••••••• independent RIAJan 8, 2014 to Dec 31, 2014 · San Diego, Ca
- T• A••••••••• I••••••••• M••••••••• L•• formerDec 21, 2011 to Jul 18, 2013 · San Diego, Ca
- T• A••••••••• I••• formerDec 21, 2011 to Jul 18, 2013 · San Diego, Ca
- C•••• I••••••••• S••••••• C•••• formerSep 7, 2010 to Dec 9, 2011 · Escondido, Ca
- C•••••• S••••• • C••• I••• national BDJun 14, 2002 to Jul 29, 2010 · Carlsbad, Ca
Moves
a registration end followed by a registration begin elsewhere
- U••••• C•••••• F•••••••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 31, 2014, registered Mar 17, 2015 (76 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Jul 18, 2013, registered Dec 21, 2011 (-575 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Jul 18, 2013, registered Dec 21, 2011 (-575 days) · Other
- C•••• I••••••••• S••••••• C•••• to T• A••••••••• I••••••••• M••••••••• L••left Dec 9, 2011, registered Dec 21, 2011 (12 days) · Other
- C•••••• S••••• • C••• I••• to C•••• I••••••••• S••••••• C••••left Jul 29, 2010, registered Sep 7, 2010 (40 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address