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RIA Intelligence
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Registered advisor
D•••• G••• L•••
C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedFort Collins, Codual registrantIAPD 2730207
Feed of 09/14/2026
At current firm
0 y
since Apr 2, 2026
In the industry
27 y
since Sep 24, 1998 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Apr 2, 2026 · Fort Collins, Co
- L•• F•••••••• L•• BD affiliatedAug 24, 2018 to Apr 10, 2026 · Fort Collins, Co
- S••••••••• A•••••• A•••••••• I••• formerFeb 15, 2011 to Aug 24, 2018 · Fort Collins, Co
- Q•• F•••••••• L•• unclassifiedJul 9, 2004 to Feb 11, 2011 · Fort Collins, Co
- C••••• A•••••• N••••••• L•• formerJan 1, 1999 to Jul 9, 2004 · Fort Collins, Co
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Apr 10, 2026, registered Apr 2, 2026 (-8 days) · Affiliated broker-dealer or bank to another · moved with a team
- S••••••••• A•••••• A•••••••• I••• to L•• F•••••••• L••left Aug 24, 2018, registered Aug 24, 2018 (0 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- Q•• F•••••••• L•• to S••••••••• A•••••• A•••••••• I•••left Feb 11, 2011, registered Feb 15, 2011 (4 days) · Other
- C••••• A•••••• N••••••• L•• to Q•• F•••••••• L••left Jul 9, 2004, registered Jul 9, 2004 (0 days) · Other
Signals
- D•••• G••• L••• left L•• F•••••••• L•• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2026-04-02)Apr 10, 2026 · a•••••• firm change · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address