DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Christian Chance Bauman

Arax Advisory PartnersBD affiliatedHouston, Tx dual registrantIAPD 2731904

Certified Financial Planner

Feed of 09/15/2026

Also filed as Christian C Bauman

At current firm

3 y

since Nov 3, 2022

In the industry

30 y

since Jun 3, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Arax Advisory Partners BD affiliated current
since Jul 17, 2026 · Houston, Tx
Usca Asset Management LLC asset manager current
since Nov 3, 2022 · Houston, Tx
U.S. Capital Wealth Advisors, LLC BD affiliated
Jun 30, 2021 to Jul 21, 2026 · Austin, Tx
Usca Ria LLC former
Oct 25, 2010 to Jun 30, 2021 · Houston, Tx
UBS Financial Services Inc. wirehouse
Nov 22, 2002 to Oct 14, 2010 · Houston, Tx
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
May 26, 1998 to Dec 10, 2002 · Washington, Dc

Moves

a registration end followed by a registration begin elsewhere

U.S. Capital Wealth Advisors, LLC to Usca Asset Management LLC
left Jul 21, 2026, registered Nov 3, 2022 (-1356 days) · Other · moved with a team
Usca Ria LLC to U.S. Capital Wealth Advisors, LLC
left Jun 30, 2021, registered Jun 30, 2021 (0 days) · corporate re-registration, not a move
UBS Financial Services Inc. to Usca Ria LLC
left Oct 14, 2010, registered Oct 25, 2010 (11 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to UBS Financial Services Inc.
left Dec 10, 2002, registered Nov 22, 2002 (-18 days) · Wirehouse to wirehouse

Signals

Christian Chance Bauman left U.S. Capital Wealth Advisors, Llc for Usca Asset Management Llc (registered 2022-11-03)
Jul 21, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address